Compliance Expert Jim Ganther Joins PALS Roster
DALLAS — Organizers of the sixth annual P&A Leadership Summit have announced that James S. “Jim” Ganther, Esq., co-founder and president of Mosaic Compliance Services, has agreed to address the compliance responsibilities of F&I product providers at this year’s event. PALS 2017 will be held Sept. 12–13 at the Gaylord Texan Resort & Convention Center in Dallas, co-located with the annual Industry Summit.
“Product providers receive the nonpublic personal information of dealership customers. This makes them service providers under the federal Safeguards rule and, as such, they are bound by a number of obligations,” Ganther said, adding that providers have a duty to ensure that dealership personnel are properly trained in the terms and conditions of the products they sell. “Failing those duties could give rise to liability under a negligence theory. Taken together, providers should not rely on dealers to meet all of their compliance requirements.”
Ganther’s 50-minute presentation, “Providers’ Role in Dealership Compliance,” will begin at 3:25 p.m. on Wednesday, Sept. 13. PALS and Industry Summit attendees also are invited to earn onsite compliance certification, which will be offered for no additional charge by Automotive Compliance Education (ACE) for the second consecutive year. ACE’s two-hour review session will begin at 8:30 a.m. on Tuesday, Sept. 12., followed by a 90-minute exam. Attendees must be present for the review session and achieve a score of at least 80% on the exam to earn Automotive Compliance Specialist certification.
“The regulatory environment places the onus of compliance on every interested party,” said David Gesualdo, show chair and publisher of P&A magazine. “Thanks to speakers like Jim and the directors of ACE, this year’s P&A Leadership Summit empowers executives in the segment to take a commanding role in meeting regulatory demands and promoting a transparent and productive F&I process.”
Registration for Industry Summit 2017 is open at the event’s website. Attendees who register by Aug. 11 will enjoy a $100 discount. To discuss sponsorship and exhibition opportunities, contact David Gesualdo at (727) 947-4027 or via email.
More Summit Updates

Charbonneau to Prepare Agents for AI, China in Startup Symposium Keynote
Automotive Ventures’ Justin Charbonneau will present “AI, China, and the Next Wave of Innovation in Auto Retail” as part of the half-day, agent-focused event at Agent Summit.
Read More →
Automotive Ventures Adds Startup Symposium to Agent Summit Agenda
Agent Summit and Automotive Ventures have partnered to present the inaugural Startup Symposium, a new event for agents leading the charge toward F&I innovation.
Read More →
Master Maximizing Your Cash While Minimizing Tax Risk at Agent Summit
Laurie Bizzell and Ian Osler of MarksNelson will present, “Maximizing Cash While Minimizing Your Tax Risk” at the event, taking place April 13–15 at The Cosmopolitan Las Vegas.
Read More →
The Neuro-AI Edge: Break Through Dealer Resistance with Precision at Agent Summit
In this Agent Summit session, Allstate's Peter Chafetz reveals how to leverage AI tools to generate high-value, dealer-specific content in minutes, not hours.
Read More →
The Complete Picture: How F&I Is Shaping Dealership Profitability in 2026
In this Agent Summit session, StoneEagle CEO Cindy Allen unveils insights from The Complete Picture, one of the industry’s most comprehensive analyses of F&I performance.
Read More →
Register for Agent Summit Today – Early-Bird Registration and Hotel Room Block End Tonight
The Agent Summit discounted Early-Bird rate and hotel room block will both close tonight, March 20.
Read More →
FINAL DAY: Apply to Receive a Complimentary Trip to AEX Las Vegas
Selected attendees will receive roundtrip airfare and a two-night hotel stay at The Cosmopolitan Las Vegas.
Read More →
Agent Summit Extends Early Bird Pricing; Room Block Nears Capacity
The event's discounted Early Bird rate has been extended until March 20 to allow attendees additional time to secure their place.
Read More →
How to Pick the Right Dealer Participation Structure
Presented by GPW & Associate's Brandon Wesley and Jeremy Elsberry, this session will dive into key differences between participation models and explore critical factors for consideration in choosing the best fit for your client.
Read More →
Build an Extraordinary F&I Agency at Agent Summit
This presentation reframes what it means to build an F&I agency, showing why enduring agencies are in the HOW business, not the product business.
Read More →